Investment adviser · CRD 160530

PAR-FOUR INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

WOODCLIFF LAKE, NJ, United States · Form ADV filed Mar 30, 2023

Regulatory AUM
$1.76B
Form ADV · Item 5.F
Client accounts
6
Accounts, not individual clients
Employees
14
Reported in this filing
Advisory professionals
8
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles6$1,754,920,00099.5%
Other clients1$8,037,0000.5%
Filing source

Form ADV 1707554 · Mar 30, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

TRALEE CLO VII, LTD.Securitized Asset Fund · Last reported Mar 30, 2023$401MGross asset value
Fund administrator WALKERS FIDUCIARY LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-4159510273
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1707554 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRALEE CLO IV, LTD.Securitized Asset Fund · Last reported Mar 30, 2023$378MGross asset value
Fund administrator MAPLES FS LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-8303745274
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1707554 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRALEE CLO V, LTD.Securitized Asset Fund · Last reported Mar 30, 2023$373MGross asset value
Fund administrator MAPLES FS LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-2894669581
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1707554 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRALEE CLO VI, LTD.Securitized Asset Fund · Last reported Mar 30, 2023$347MGross asset value
Fund administrator MAPLES FS LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source
Fund ID
805-5486106706
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1707554 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRALEE CLO II, LTD.Securitized Asset Fund · Last reported Mar 30, 2023$256MGross asset value
Fund administrator MAPLES FS LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8329815460
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1707554 · Mar 30, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRALEE CLO III, LTD.Securitized Asset Fund · Last reported May 26, 2021$304MGross asset value
Fund administrator MAPLES FS LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6373576561
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1543313 · May 26, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TRALEE CDO I LTD.Securitized Asset Fund · Last reported Mar 27, 2018$4.01MGross asset value
Fund administrator MAPLES FS LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No
Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5463375844
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 1161573 · Mar 27, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2023. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

50 TICE BOULEVARD, 3RD FLOOR
WOODCLIFF LAKE, NJ, 07677, United States

CRD 160530

Filing source

Form ADV 1707554 · Mar 30, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.