Investment adviser · CRD 164321

PALO VERDE CAPITAL, LLC

Investment adviser filing (IA)

SCOTTSDALE, AZ, United States · Form ADV filed Dec 10, 2012

Regulatory AUM
$173M
Form ADV · Item 5.F
Client accounts
43
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
6
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PALO VERDE FUND, LPHedge Fund · Last reported Dec 10, 2012$8.77MGross asset value
Fund administrator MICHAEL J. LICCAR & CO. SCOTTSDALE, Arizona, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP PHOENIX, Arizona, United States
Custodian M. S. HOWELLS & CO. SCOTTSDALE, Arizona, United States Related to adviser: Yes
Prime broker M. S. HOWELLS & CO. SCOTTSDALE, Arizona, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

M. S. HOWELLS & CO.
SEC 8-52558

M. S. HOWELLS & CO.
CRD 104100 · SEC 8-52558

Fund details & source
Fund ID
805-6133789715
Reported beneficial owners
40
Minimum commitment
$750K
Form D file number
021-111455

Form ADV 684969 · Dec 10, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Dec 10, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting

Compensation

Percentage of assets · Performance-based

Principal office

20645 N. PIMA ROAD, SUITE 140
SCOTTSDALE, AZ, 85255, United States

CRD 164321

Filing source

Form ADV 684969 · Dec 10, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.