Investment adviser · CRD 139934

PALO VERDE CAPITAL, LLC

Investment adviser filing (IA)

SCOTTSDALE, AZ, United States · Form ADV filed May 29, 2012

Regulatory AUM
$158M
Form ADV · Item 5.F
Client accounts
82
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PALO VERDE PRIVATE EQUITY FUND, LPPrivate Equity Fund · Last reported May 29, 2012$22.1MGross asset value
Fund administrator PARTNERS ADMIN LLC MANHATTAN BEACH, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADERY & PULLEN, LLP SCOTTSDALE, Arizona, United States
Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No
Prime broker M. S. HOWELLS & CO. SCOTTSDALE, Arizona, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PERSHING LLC
SEC 8-17574

M. S. HOWELLS & CO.
CRD 104100 · SEC 8-52558

Fund details & source
Fund ID
805-1211243669
Reported beneficial owners
25
Minimum commitment
$250K

Form ADV 648106 · May 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PALO VERDE FUND, LPHedge Fund · Last reported May 29, 2012$8.77MGross asset value
Fund administrator MICHAEL J. LICCAR & CO. SCOTTSDALE, Arizona, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MCGLADREY & PULLEN, LLP PHOENIX, Arizona, United States
Custodian M. S. HOWELLS & CO. SCOTTSDALE, Arizona, United States Related to adviser: No
Prime broker M. S. HOWELLS & CO. SCOTTSDALE, Arizona, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

M. S. HOWELLS & CO.
SEC 8-52558

M. S. HOWELLS & CO.
CRD 104100 · SEC 8-52558

Fund details & source
Fund ID
805-6133789715
Reported beneficial owners
40
Minimum commitment
$750K
Form D file number
021-111455

Form ADV 648106 · May 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 29, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting

Compensation

Percentage of assets · Performance-based

Principal office

20645 N. PIMA ROAD, SUITE 140
SCOTTSDALE, AZ, 85255, United States

CRD 139934

Filing source

Form ADV 648106 · May 29, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.