Investment adviser · CRD 136478
PALO CAPITAL, INC.
Investment adviser filing (IA)
NEWPORT BEACH, CA, United States · Form ADV filed Mar 26, 2018
- Regulatory AUM
- $341M Form ADV · Item 5.F
- Client accounts
- 475 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 164 | $315,036,117 | 92.3% |
| Individuals | 44 | $17,973,378 | 5.3% |
| Other investment advisers | Fewer than 5 | $8,000,000 | 2.3% |
| Charities | Fewer than 5 | $424,212 | 0.1% |
Filing source
Form ADV 1175586 · Mar 26, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 26, 2018. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
888 SAN CLEMENTE DRIVE, SUITE 150NEWPORT BEACH, CA, 92660, United States
CRD 136478
Filing source
Form ADV 1175586 · Mar 26, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.