Investment adviser · CRD 120454

PACIFICOR, LLC

Investment adviser filing (IA)

SCOTTSDALE, AZ, United States · Form ADV filed Jul 27, 2017

Regulatory AUM
$71.4M
Form ADV · Item 5.F
Client accounts
8
Accounts, not individual clients
Employees
2
Reported in this filing
Advisory professionals
2
Investment advisory functions

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PERMAL HIGH YIELD VALUE LTD.Hedge Fund · Last reported Jul 27, 2017$15.2MGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

BNY MELLON CAPITAL MARKETS, LLC
CRD 17454 · SEC 8-35255

Fund details & source
Fund ID
805-3396503406
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 1126629 · Jul 27, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PACIFICOR FUND II LPHedge Fund · Last reported Jul 27, 2017$9.73MGross asset value
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

BNY MELLON CAPITAL MARKETS, LLC
CRD 17454 · SEC 8-35255

Fund details & source
Fund ID
805-8979769927
Reported beneficial owners
35
Minimum commitment
$1M
Form D file number
021-129329

Form ADV 1126629 · Jul 27, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PACIFICOR FUND LPHedge Fund · Last reported Jul 27, 2017$9.58MGross asset value
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

BNY MELLON CAPITAL MARKETS, LLC
CRD 17454 · SEC 8-35255

Fund details & source
Fund ID
805-1777333196
Reported beneficial owners
46
Minimum commitment
$1M
Form D file number
021-129262

Form ADV 1126629 · Jul 27, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PACIFICOR OFFSHORE FUND, LTD.Hedge Fund · Last reported Jul 27, 2017$7.82MGross asset value
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG GRAND CAYMAN, Cayman Islands
Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

BNY MELLON CAPITAL MARKETS, LLC
CRD 17454 · SEC 8-35255

Fund details & source
Fund ID
805-5421896038
Reported beneficial owners
46
Minimum commitment
$1M

Form ADV 1126629 · Jul 27, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERMAL DEEP VALUE FUND LTD.Hedge Fund · Last reported Jul 27, 2017$488KGross asset value
Fund administrator CITCO FUND SERVICES (CURACAO) WILLEMSTAD, Curacao Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSE COOPERS LLP TORONTO, Canada
Custodian BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker BNY MELLON CAPITAL MARKETS, LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNY MELLON CAPITAL MARKETS, LLC
SEC 8-35255

BNY MELLON CAPITAL MARKETS, LLC
CRD 17454 · SEC 8-35255

Fund details & source
Fund ID
805-8983117532
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 1126629 · Jul 27, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PACIFICOR FUND III LPHedge Fund · Last reported Mar 30, 2016$2.59MGross asset value

Feeder funds

  • PACIFICOR FUND II LP
  • PACIFICOR OFFSHORE FUND, LTD.
Fund administrator UMB FUND SERVICES OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor KPMG LOS ANGELES, California, United States
Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No
Prime broker CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 8-8177

Fund details & source
Fund ID
805-5599830982
Reported beneficial owners
30
Minimum commitment
$1M

Form ADV 1000428 · Mar 30, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 27, 2017. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

8787 E PINNACLE PEAK ROAD, SUITE 220
SCOTTSDALE, AZ, 85255, United States

CRD 120454

Filing source

Form ADV 1126629 · Jul 27, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.