Investment adviser · CRD 148834

PACIFICA PARTNERS CAPITAL MANAGEMENT

Investment adviser filing (IA)

PACIFICA PARTNERS INC

SURREY, Canada · Form ADV filed Jan 22, 2026

Regulatory AUM: $316M
Client accounts: 1,447
Employees: 10
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	142	$159,805,262	50.6%
Individuals	402	$76,447,439	24.2%
Pooled investment vehicles	1	$46,660,911	14.8%
Corporations & businesses	35	$33,052,143	10.5%

Filing source

Form ADV 2044172 · Jan 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PACIFICA PARTNERS TACTICAL BALANCED FUNDOther Private Fund · Last reported Jan 10, 2024$34.2MGross asset value

Fund administrator COMMONWEALTH FUND SERVICES TORONTO, Canada Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP VANCOUVER, Canada

Custodian NATIONAL BANK FINANCIAL INC. TORONTO, Canada Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

NATIONAL BANK FINANCIAL INC.
LEI 549300D83GR71RNG0O65

Fund details & source

Fund ID: 805-2251626776
Reported beneficial owners: 480
Minimum commitment: $10K

Form ADV 1811259 · Jan 10, 2024 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 22, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Hourly · Fixed

Principal office

SUITE #213, 5455 - 152 STREET
SURREY, V3S 5A5, Canada

CRD 148834

Filing source

Form ADV 2044172 · Jan 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.