Investment adviser · CRD 288857

PACIFIC RIM CAPITAL MANAGEMENT

Investment adviser filing (IA)

PACIFIC RIM CAPITAL MANAGEMENT, LLC

IRVINE, CA, United States · Form ADV filed Sep 21, 2018

Regulatory AUM
$97M
Form ADV · Item 5.F
Client accounts
3
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
1
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles3$67,000,00069.1%
High-net-worth individualsFewer than 5$30,000,00030.9%
Filing source

Form ADV 1239100 · Sep 21, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PACIFIC RIM STRUCTURED ALPHA MASTER FUND, LLCHedge Fund · Last reported Sep 21, 2018$67MGross asset value

Form D fundraising filings

Pacific Rim Structured Alpha Master Fund, LLC

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GRAND CAYMAN, Cayman Islands
Custodian NATIONAL FINANCIAL SERVICES BOSTON, Massachusetts, United States Related to adviser: No
Prime broker FIDELITY BROKERAGE SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DELOITTE & TOUCHE
PCAOB 1096

FIDELITY BROKERAGE SERVICES LLC
CRD 7784 · SEC 8-23292

Fund details & source
Fund ID
805-7434297317
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-287825

Form ADV 1239100 · Sep 21, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 21, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

16381 SCIENTIFIC WAY
IRVINE, CA, 92618, United States

CRD 288857

Filing source

Form ADV 1239100 · Sep 21, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.