Investment adviser · CRD 107810
CONFLUENCE WEALTH MANAGEMENT LLC
Investment adviser filing (IA)
PORTLAND, OR, United States · Form ADV filed Jul 7, 2020
- Regulatory AUM
- $782M Form ADV · Item 5.F
- Client accounts
- 1,373 Accounts, not individual clients
- Employees
- 17 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 247 | $673,215,579 | 86.1% |
| Individuals | 238 | $72,176,548 | 9.2% |
| Retirement plans | 11 | $19,162,878 | 2.4% |
| Charities | 5 | $14,626,373 | 1.9% |
| Pooled investment vehicles | 1 | $2,202,166 | 0.3% |
| Corporations & businesses | 3 | $839,751 | 0.1% |
Filing source
Form ADV 1443615 · Jul 7, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 7, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Fixed
Principal office
1211 SW FIFTH AVE, STE 1200PORTLAND, OR, 97204, United States
CRD 107810
Filing source
Form ADV 1443615 · Jul 7, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.