Investment adviser · CRD 305967
OSWIN ASSET MANAGEMENT LIMITED
Investment adviser filing (IA)
HONG KONG, China · Form ADV filed Oct 30, 2020
- Regulatory AUM
- $167M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $114,000,000 | 68.3% |
| Pooled investment vehicles | 1 | $53,000,000 | 31.7% |
Filing source
Form ADV 1465000 · Oct 30, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Oct 30, 2020. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
THE CENTER, 99 QUEEN'S ROAD CENTRAL, 2213A, 22FHONG KONG, China
CRD 305967
Filing source
Form ADV 1465000 · Oct 30, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.