Investment adviser · CRD 23131
OSAIC WEALTH, INC.
Investment adviser filing (IA)
SCOTTSDALE, AZ, United States · Form ADV filed Sep 29, 2026
- Regulatory AUM
- $235B Form ADV · Item 5.F
- Client accounts
- 850,797 Accounts, not individual clients
- Employees
- 8,979 Reported in this filing
- Advisory professionals
- 7,143 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 513,910 | $113,443,277,042 | 48.3% |
| High-net-worth individuals | 55,457 | $113,356,048,108 | 48.3% |
| Corporations & businesses | 4,024 | $5,370,363,679 | 2.3% |
| Charities | 855 | $1,602,628,971 | 0.7% |
| Retirement plans | 1,251 | $1,070,582,741 | 0.5% |
| Government entities | 10 | $14,408,499 | 0.0% |
| Banks & thrifts | Fewer than 5 | $985,309 | 0.0% |
| Pooled investment vehicles | 3 | $224,391 | 0.0% |
| Other investment advisers | Fewer than 5 | Not reported | Not reported |
| Insurance companies | Fewer than 5 | Not reported | Not reported |
| Sovereign wealth & foreign institutions | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 2135581 · Sep 29, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 29, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
18700 N. HAYDEN ROAD, SUITE 255SCOTTSDALE, AZ, 85255, United States
CRD 23131
Filing source
Form ADV 2135581 · Sep 29, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.