Investment adviser · CRD 3870
OSAIC FS, INC.
Investment adviser filing (IA)
FORT WAYNE, IN, United States · Form ADV filed Jan 13, 2025
- Regulatory AUM
- $4.48B Form ADV · Item 5.F
- Client accounts
- 21,454 Accounts, not individual clients
- Employees
- 655 Reported in this filing
- Advisory professionals
- 337 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 21,003 | $4,238,992,677 | 94.6% |
| Corporations & businesses | 248 | $124,959,637 | 2.8% |
| High-net-worth individuals | 36 | $60,763,839 | 1.4% |
| Retirement plans | 110 | $49,522,561 | 1.1% |
| Other clients | 51 | $7,019,902 | 0.2% |
| Charities | 6 | $1,905,742 | 0.0% |
Filing source
Form ADV 1926222 · Jan 13, 2025 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jan 13, 2025. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
1301 SOUTH HARRISON STREETFORT WAYNE, IN, 46802, United States
CRD 3870
Filing source
Form ADV 1926222 · Jan 13, 2025 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.