Investment adviser · CRD 171070

OSAIC ADVISORY SERVICES, LLC

Investment adviser filing (IA)

ATLANTA, GA, United States · Form ADV filed Aug 28, 2026

Regulatory AUM: $15.5B
Client accounts: 50,459
Employees: 2,180
Advisory professionals: 344

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	3,755	$8,887,491,297	57.4%
Individuals	25,761	$6,120,974,051	39.5%
Corporations & businesses	274	$386,563,129	2.5%
Charities	38	$63,231,928	0.4%
Retirement plans	70	$21,565,977	0.1%
Banks & thrifts	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 2129537 · Aug 28, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Aug 28, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

2300 WINDY RIDGE PARKWAY, SUITE 750
ATLANTA, GA, 30339, United States

CRD 171070

Filing source

Form ADV 2129537 · Aug 28, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.