Investment adviser · CRD 307580
ORIX ADVISERS, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Aug 5, 2026
- Regulatory AUM
- $9.63B Form ADV · Item 5.F
- Client accounts
- 21 Accounts, not individual clients
- Employees
- 372 Reported in this filing
- Advisory professionals
- 73 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 15 | $6,569,429,813 | 68.3% |
| Other clients | Fewer than 5 | $2,137,637,815 | 22.2% |
| Insurance companies | Fewer than 5 | $483,624,284 | 5.0% |
| Corporations & businesses | Fewer than 5 | $434,483,805 | 4.5% |
Filing source
Form ADV 2124262 · Aug 5, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
21 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
ORIX CAPITAL FUND I, LPPrivate Equity Fund · Last reported Aug 5, 2026$1.67BGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG LLP
PCAOB 185
BANK OF AMERICA, NA
LEI B4TYDEB6GKMZO031MB2
Fund details & source
- Fund ID
- 805-9589965011
- Reported beneficial owners
- 8
- Minimum commitment
- $0
- Form D file number
- 021-257651
Form ADV 2124262 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SIGNAL PEAK CLO 4, LTDSecuritized Asset Fund · Last reported Aug 5, 2026$583MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M0
Fund details & source
- Fund ID
- 805-3641199156
- Reported beneficial owners
- 25
- Minimum commitment
- $250K
Form ADV 2124262 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SIGNAL PEAK CLO 9, LTDSecuritized Asset Fund · Last reported Aug 5, 2026$498MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M0
Fund details & source
- Fund ID
- 805-3427740122
- Reported beneficial owners
- 13
- Minimum commitment
- $250K
Form ADV 2124262 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SIGNAL PEAK CLO 8, LTD.Securitized Asset Fund · Last reported Aug 5, 2026$496MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M0
Fund details & source
- Fund ID
- 805-7157965738
- Reported beneficial owners
- 16
- Minimum commitment
- $250K
Form ADV 2124262 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SIGNAL PEAK CLO 1, LTDSecuritized Asset Fund · Last reported Aug 5, 2026$440MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M0
Fund details & source
- Fund ID
- 805-3794028145
- Reported beneficial owners
- 13
- Minimum commitment
- $500K
Form ADV 2124262 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SIGNAL PEAK CLO 5, LTD.Securitized Asset Fund · Last reported Aug 5, 2026$400MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M0
Fund details & source
- Fund ID
- 805-3603346298
- Reported beneficial owners
- 22
- Minimum commitment
- $250K
Form ADV 2124262 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SIGNAL PEAK CLO 11, LTDSecuritized Asset Fund · Last reported Aug 5, 2026$400MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M0
Fund details & source
- Fund ID
- 805-2066755365
- Reported beneficial owners
- 14
- Minimum commitment
- $250K
Form ADV 2124262 · Aug 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Aug 5, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
280 PARK AVENUE, 40 WESTNEW YORK, NY, 10017, United States
CRD 307580
Filing source
Form ADV 2124262 · Aug 5, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.