Investment adviser · CRD 163262

OPUS INVESTMENT MANAGEMENT LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $332M
Client accounts: 21
Employees: 8
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$331,854,539	100.0%

Filing source

Form ADV 2079582 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

26 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OPUS PREFERRED FUND LLC - CONCENTRATED CLASSHedge Fund · Last reported Mar 31, 2026$57.9MGross asset value

Fund administrator SS&C (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SHORT HILLS, New Jersey, United States

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Marketer OPUS CAPITAL MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70

Fund details & source

Fund ID: 805-7988168910
Reported beneficial owners: 54
Minimum commitment: $250K
Form D file number: 021-429763

Form ADV 2079582 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPUS FUND LLC - CONCENTRATED CLASSHedge Fund · Last reported Mar 31, 2026$48.1MGross asset value

Fund administrator SS&C (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SHORT HILLS, New Jersey, United States

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Marketer OPUS CAPITAL MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70

Fund details & source

Fund ID: 805-9239305080
Reported beneficial owners: 47
Minimum commitment: $250K
Form D file number: 021-56626

Form ADV 2079582 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPUS FUND INTERNATIONAL LTD. - CLASS KHedge Fund · Last reported Mar 31, 2026$42.2MGross asset value

Fund administrator SS&C (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SHORT HILLS, New Jersey, United States

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Marketer OPUS CAPITAL MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70

Fund details & source

Fund ID: 805-3421221476
Reported beneficial owners: 34
Minimum commitment: $250K
Form D file number: 021-129800

Form ADV 2079582 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPUS PREFERRED FUND LLC - FOCUSED CLASSHedge Fund · Last reported Mar 31, 2026$31.4MGross asset value

Form D fundraising filings

OPUS Preferred Fund LLC

Fund administrator SS&C (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SHORT HILLS, New Jersey, United States

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Marketer OPUS CAPITAL MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70

Fund details & source

Fund ID: 805-1621522129
Reported beneficial owners: 2
Minimum commitment: $250K
Form D file number: 021-429763

Form ADV 2079582 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPUS PREFERRED FUND LLC - DIVERSIFIED CLASSHedge Fund · Last reported Mar 31, 2026$26.8MGross asset value

Fund administrator SS&C (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SHORT HILLS, New Jersey, United States

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Marketer OPUS CAPITAL MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70

Fund details & source

Fund ID: 805-4007058294
Reported beneficial owners: 41
Minimum commitment: $250K
Form D file number: 021-429763

Form ADV 2079582 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPUS FUND LLC - DIVERSIFIED CLASSHedge Fund · Last reported Mar 31, 2026$19.6MGross asset value

Form D fundraising filings

OPUS FUND LLC

Fund administrator SS&C (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SHORT HILLS, New Jersey, United States

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Marketer OPUS CAPITAL MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70

Fund details & source

Fund ID: 805-3187375468
Reported beneficial owners: 27
Minimum commitment: $250K
Form D file number: 021-56626

Form ADV 2079582 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OPUS FUND INTERNATIONAL LTD. - DIVERSIFIED CLASSHedge Fund · Last reported Mar 31, 2026$18.4MGross asset value

Form D fundraising filings

OPUS FUND INTERNATIONAL LTD

Fund administrator SS&C (USA) INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG, LLP SHORT HILLS, New Jersey, United States

Custodian NORTHBROOK BANK & TRUST NORTHBROOK, Illinois, United States Related to adviser: No

Marketer OPUS CAPITAL MANAGEMENT LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG, LLP
PCAOB 185

NORTHBROOK BANK & TRUST
LEI CLHA5EVJO4FMZ2WOBV70

Fund details & source

Fund ID: 805-7281365061
Reported beneficial owners: 30
Minimum commitment: $250K
Form D file number: 021-129800

Form ADV 2079582 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1 STATE STREET, 32ND FLOOR
NEW YORK, NY, 10004, United States

CRD 163262

Filing source

Form ADV 2079582 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.