Investment adviser · CRD 316847

OPTO INVESTMENT MANAGEMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Jul 31, 2026

Regulatory AUM: $929M
Client accounts: 34
Employees: 14
Advisory professionals: 6

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	34	$928,573,008	100.0%

Filing source

Form ADV 2122130 · Jul 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

27 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OPTO ARTIFICIAL INTELLIGENCE EARLY STAGE VENTURE FUND LPVenture Capital Fund · Last reported Jul 31, 2026$72.3MGross asset value

Form D fundraising filings

Opto Artificial Intelligence Early Stage Venture Fund, LP

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian CITIZENS PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

Fund details & source

Fund ID: 805-6980885480
Reported beneficial owners: 139
Minimum commitment: $100K
Form D file number: 021-502321

Form ADV 2122130 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KM GROWTH FUND I, LPPrivate Equity Fund · Last reported Jul 31, 2026$27.5MGross asset value

Form D fundraising filings

KM Growth Fund I, LP

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian CITIZENS PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Marketer STONEHAVEN, LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA, P.C.
PCAOB 243

STONEHAVEN, LLC
CRD 118913 · SEC 8-53699

Fund details & source

Fund ID: 805-7895204303
Reported beneficial owners: 10
Minimum commitment: $100K
Form D file number: 021-510739

Form ADV 2122130 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

2026 VDC LPVenture Capital Fund · Last reported Jul 31, 2026$27MGross asset value

Form D fundraising filings

2026 VDC LP

Fund administrator GEN II FUND SERVICES, LLC N, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian CITIZENS PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6385104008
Reported beneficial owners: 23
Minimum commitment: $1M
Form D file number: 021-575008

Form ADV 2122130 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

WAYPOINT PRIVATE ACCESS FUND L.P.Private Equity Fund · Last reported Jul 31, 2026$23.6MGross asset value

Form D fundraising filings

Waypoint Private Access Fund L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian CITIZENS PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

Fund details & source

Fund ID: 805-3947507562
Reported beneficial owners: 63
Minimum commitment: $250K
Form D file number: 021-493396

Form ADV 2122130 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CONWAY OPPORTUNITIES FUND 2024, LPPrivate Equity Fund · Last reported Jul 31, 2026$21.8MGross asset value

Form D fundraising filings

Conway Opportunities Fund 2024, L.P.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian CITIZENS PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

Fund details & source

Fund ID: 805-4482695217
Reported beneficial owners: 11
Minimum commitment: $100K
Form D file number: 021-510706

Form ADV 2122130 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ARCTURUS FUND I LPPrivate Equity Fund · Last reported Jul 31, 2026$18.3MGross asset value

Form D fundraising filings

Shorehaven Arcturus Fund I, LP

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian CITIZENS PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

Fund details & source

Fund ID: 805-4009335032
Reported beneficial owners: 21
Minimum commitment: $100K
Form D file number: 021-506200

Form ADV 2122130 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

LIT TACORA CAPITAL I LLCPrivate Equity Fund · Last reported Jul 31, 2026$17.1MGross asset value

Form D fundraising filings

LIT Tacora Capital I LLC

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, P.C. NEW YORK, New York, United States

Custodian CITIZENS PRIVATE BANK RIVERSIDE, Rhode Island, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

BDO USA, P.C.
PCAOB 243

Fund details & source

Fund ID: 805-1852101539
Reported beneficial owners: 18
Minimum commitment: $100K
Form D file number: 021-455547

Form ADV 2122130 · Jul 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 31, 2026. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

31 W 27TH STREET, SUITE 605
NEW YORK, NY, 10001, United States

CRD 316847

Filing source

Form ADV 2122130 · Jul 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.