Investment adviser · CRD 315963
OPTIMIZE FINANCIAL INC.
Investment adviser filing (IA)
IRVINE, CA, United States · Form ADV filed Jun 30, 2026
- Regulatory AUM
- $222M Form ADV · Item 5.F
- Client accounts
- 100 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 1 | $200,190,258 | 90.3% |
| High-net-worth individuals | 54 | $20,531,704 | 9.3% |
| Individuals | 45 | $1,013,742 | 0.5% |
Filing source
Form ADV 2116644 · Jun 30, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 30, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Investment company portfolio management
Compensation
Percentage of assets
Principal office
100 SPECTRUM CTR DR, STE 300IRVINE, CA, 92618, United States
CRD 315963
Filing source
Form ADV 2116644 · Jun 30, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.