Investment adviser · CRD 133988

OPTIMA FUND MANAGEMENT LIMITED PARTNERSHIP

Investment adviser filing (IA)

PEMBROKE, Bermuda · Form ADV filed Mar 28, 2017

Regulatory AUM
$480M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
30
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE OPTIMA DISCRETIONARY MACRO FUND LIMITEDHedge Fund · Last reported Mar 28, 2017$172MGross asset value
Fund administrator MUFG FUND SERVICES LIMITED PEMBROKE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE LTD. HAMILTON, Bermuda
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer BNY MELLON N.A. BOSTON, Massachusetts, United States Related to adviser: No
Marketer BNY MELLON WEALTH MANAGEMENT, ADVISORY SERVICES, INC. TORONTO, Canada Related to adviser: No
Marketer OPTIMA SECURITIES LLC PEMBROKE, Bermuda Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

OPTIMA SECURITIES LLC
CRD 168881 · SEC 8-69337

Fund details & source
Fund ID
805-4070822807
Reported beneficial owners
56
Minimum commitment
$250K
Form D file number
021-148333

Form ADV 1098316 · Mar 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OPTIMA PARTNERS FOCUS FUND CLASS AHedge Fund · Last reported Mar 28, 2017$96.9MGross asset value
Fund administrator MUFG FUND SERVICES LIMITED PEMBROKE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Marketer BNY MELLON N.A. BOSTON, Massachusetts, United States Related to adviser: No
Marketer OPTIMA SECURITIES LLC PEMBROKE, Bermuda Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

OPTIMA SECURITIES LLC
CRD 168881 · SEC 8-69337

Fund details & source
Fund ID
805-3386713702
Reported beneficial owners
49
Minimum commitment
$250K
Form D file number
021-149982

Form ADV 1098316 · Mar 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OPTIMA FUND LIMITEDHedge Fund · Last reported Mar 28, 2017$66.8MGross asset value
Fund administrator MUFG FUND SERVICES LIMITED PEMBROKE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE LTD. HAMILTON, Bermuda
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer BNY MELLON N.A. BOSTON, Massachusetts, United States Related to adviser: No
Marketer OPTIMA SECURITIES LLC PEMBROKE, Bermuda Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

OPTIMA SECURITIES LLC
CRD 168881 · SEC 8-69337

Fund details & source
Fund ID
805-4387349883
Reported beneficial owners
63
Minimum commitment
$250K
Form D file number
021-148320

Form ADV 1098316 · Mar 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OPTIMA PARTNERS GLOBAL FUNDHedge Fund · Last reported Mar 28, 2017$43.2MGross asset value
Fund administrator MUFG FUND SERVICES LIMITED PEMBROKE, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE GEORGETOWN, Cayman Islands
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer BNY MELLON N.A. BOSTON, Massachusetts, United States Related to adviser: No
Marketer OPTIMA SECURITIES LLC PEMBROKE, Bermuda Related to adviser: Yes
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

OPTIMA SECURITIES LLC
CRD 168881 · SEC 8-69337

Fund details & source
Fund ID
805-6404669537
Reported beneficial owners
39
Minimum commitment
$250K
Form D file number
021-148327

Form ADV 1098316 · Mar 28, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE OPTIMA EMERGING MARKETS FUND LIMITEDHedge Fund · Last reported Oct 7, 2014$9.85MGross asset value

Form D fundraising filings

Optima Emerging Markets Fund LTD

Fund administrator MERIDIAN FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DELOITTE & TOUCHE HAMILTON, Bermuda
Custodian HSBC INSTITUTIONAL TRUST SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No
Marketer ALPHEUS GROUP LTD. HAMILTON, Bermuda Related to adviser: No
Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source
Fund ID
805-2697863858
Reported beneficial owners
12
Minimum commitment
$250K
Form D file number
021-150035

Form ADV 848573 · Oct 7, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2017. View historical filings

Reported services

Pooled investment vehicle management · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

THE BELVEDERE BUILDING, 69 PITTS BAY ROAD, 2ND FLOOR
PEMBROKE, HM08, Bermuda

CRD 133988

Filing source

Form ADV 1098316 · Mar 28, 2017 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.