Investment adviser · CRD 15168
OPPENHEIMER + CLOSE, LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $93M Form ADV · Item 5.F
- Client accounts
- 127 Accounts, not individual clients
- Employees
- 5 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 61 | $80,422,068 | 86.5% |
| Individuals | 65 | $12,589,826 | 13.5% |
| Retirement plans | 1 | $119 | 0.0% |
Filing source
Form ADV 2083462 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
4 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
P. OPPENHEIMER INVESTMENT PARTNERSHIP, LPHedge Fund · Last reported May 2, 2017$68MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-9405118230
- Reported beneficial owners
- 58
- Minimum commitment
- $250K
- Form D file number
- 021-858049
Form ADV 1113234 · May 2, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPPENHEIMER-SPENCE FINANCIAL SERVICES PARTNERSHIP, LPHedge Fund · Last reported May 2, 2017$67.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-2236354025
- Reported beneficial owners
- 56
- Minimum commitment
- $250K
- Form D file number
- 021-918273
Form ADV 1113234 · May 2, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPPENHEIMER-CLOSE INVESTMENT PARTNERSHIP, LPHedge Fund · Last reported May 2, 2017$40.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-3755509015
- Reported beneficial owners
- 46
- Minimum commitment
- $250K
- Form D file number
- 021-1021681
Form ADV 1113234 · May 2, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPPENHEIMER-CLOSE INTERNATIONAL, LTD.Hedge Fund · Last reported Mar 30, 2021$11.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
FARKOUH FURMAN & FACCIO
PCAOB 3630
PERSHING LLC
SEC 8-17574
PERSHING LLC
CRD 7560 · SEC 8-17574
Fund details & source
- Fund ID
- 805-2259848400
- Reported beneficial owners
- 13
- Minimum commitment
- $250K
- Form D file number
- 021-1455615
Form ADV 1515595 · Mar 30, 2021 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Performance-based
Principal office
119 W 57TH STREET, SUITE 1515NEW YORK, NY, 10019-2303, United States
CRD 15168
Filing source
Form ADV 2083462 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.