OPPENHEIMER ASSET MANAGEMENT – investment adviser, $21.3B regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	39,766	$13,124,340,470	61.5%
High-net-worth individuals	2,034	$4,353,333,488	20.4%
Corporations & businesses	765	$1,597,967,840	7.5%
Other clients	241	$1,001,270,565	4.7%
Charities	252	$759,690,579	3.6%
Retirement plans	470	$400,868,384	1.9%
Pooled investment vehicles	3	$82,615,296	0.4%
Government entities	6	$7,010,206	0.0%

Filing source

Form ADV 2135216 · Sep 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

AA MILLENNIUM USA ACCESS FUND LLCHedge Fund · Last reported Sep 30, 2026$68.1MGross asset value

Form D fundraising filings

AA Millennium USA Access Fund LLC

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA, LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-5940536397
Reported beneficial owners: 174
Minimum commitment: $250K
Form D file number: 021-525917

Form ADV 2135216 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AA 26N PRIVATE EQUITY ACCESS FUND LLCPrivate Equity Fund · Last reported Sep 30, 2026$8.69MGross asset value

Form D fundraising filings

AA 26N Private Equity Partners Access Fund LLC

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA, LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-2664495322
Reported beneficial owners: 40
Minimum commitment: $250K
Form D file number: 021-541305

Form ADV 2135216 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

AA OAKTREE POWER7 ACCESS FUND, LLCPrivate Equity Fund · Last reported Sep 30, 2026$5.78MGross asset value

Form D fundraising filings

AA Oaktree Power7 Access Fund LLC

Fund administrator BNY MELLON INVESTMENT SERVICING (US) INC. WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor BDO USA, LLP NEW YORK, New York, United States

Custodian THE BANK OF NEW YORK MELLON WILMINGTON, Delaware, United States Related to adviser: No

Marketer OPPENHEIMER & CO. INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BDO USA, LLP
PCAOB 243

OPPENHEIMER & CO. INC.
CRD 249 · SEC 801-887

Fund details & source

Fund ID: 805-7049096474
Reported beneficial owners: 101
Minimum commitment: $250K
Form D file number: 021-524507

Form ADV 2135216 · Sep 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters

Compensation

Percentage of assets · Fixed

Principal office

85 BROAD STREET
NEW YORK, NY, 10004, United States

CRD 105559

Filing source

Form ADV 2135216 · Sep 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.