Investment adviser · CRD 162143
ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC
Investment adviser filing (IA)
PETALUMA, CA, United States · Form ADV filed Mar 20, 2018
- Regulatory AUM
- $29M Form ADV · Item 5.F
- Client accounts
- 321 Accounts, not individual clients
- Employees
- 2 Reported in this filing
- Advisory professionals
- 2 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 273 | $21,097,017 | 72.8% |
| Retirement plans | Fewer than 5 | $7,881,213 | 27.2% |
Filing source
Form ADV 1194495 · Mar 20, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 20, 2018. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
2090 MARINA AVENUEPETALUMA, CA, 94954, United States
CRD 162143
Filing source
Form ADV 1194495 · Mar 20, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.