Investment adviser · CRD 167835

ONE RIVER ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

STAMFORD, CT, United States · Form ADV filed Jul 22, 2026

Regulatory AUM: $2.39B
Client accounts: 16
Employees: 22
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	11	$1,746,540,000	73.2%
Corporations & businesses	Fewer than 5	$639,566,000	26.8%

Filing source

Form ADV 2119543 · Jul 22, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

21 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PETERS THEMATIC SPC FUND LTD ONE RIVER DYNAMIC CONVEXITY SPHedge Fund · Last reported Jul 22, 2026$785MGross asset value

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

NORTHERN TRUST COMPANY
LEI 549300V2JE4TO35DC098

Fund details & source

Fund ID: 805-4326751112
Reported beneficial owners: 60
Minimum commitment: $100K
Form D file number: 021-249863

Form ADV 2119543 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ONE RIVER CUSTOM DIVERSIFIED SOLUTION 1, LTD.Hedge Fund · Last reported Jul 22, 2026$224MGross asset value

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN,, Cayman Islands

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

NORTHERN TRUST COMPANY
LEI 549300V2JE4TO35DC098

Fund details & source

Fund ID: 805-8600508581
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 2119543 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PETERS THEMATIC SPC FUND LTD ONE RIVER VOLATILITY RELATIVE VALUE SPHedge Fund · Last reported Jul 22, 2026$158MGross asset value

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES NEW YORK, New York, United States

Prime broker SOCIETE GENERALE NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

NORTHERN TRUST COMPANY
LEI 549300V2JE4TO35DC098

Fund details & source

Fund ID: 805-6720509994
Reported beneficial owners: 5
Minimum commitment: $100K
Form D file number: 021-249863

Form ADV 2119543 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PETERS RMSF THEMATIC SPC FUND LTD PETERS RMSF SEGREGATED PORTFOLIO IHedge Fund · Last reported Jul 22, 2026$150MGross asset value

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

NORTHERN TRUST COMPANY
LEI 549300V2JE4TO35DC098

Fund details & source

Fund ID: 805-9590543864
Reported beneficial owners: 2
Minimum commitment: $10M

Form ADV 2119543 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PETERS THEMATIC SPC FUND LTD ONE RIVER RISK RESPONDERS SPHedge Fund · Last reported Jul 22, 2026$95MGross asset value

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES NEW YORK, New York, United States

Prime broker SOCIETE GENERALE NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

NORTHERN TRUST COMPANY
LEI 549300V2JE4TO35DC098

Fund details & source

Fund ID: 805-3515176570
Reported beneficial owners: 15
Minimum commitment: $100K
Form D file number: 021-249863

Form ADV 2119543 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PETERS THEMATIC SPC FUND LTD ONE RIVER TOTAL PORTFOLIO SPHedge Fund · Last reported Jul 22, 2026$88.9MGross asset value

Feeder funds

ONE RIVER TOTAL PORTFOLIO OFFSHORE SP
ONE RIVER TOTAL PORTFOLIO ONSHORE LP

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Marketer BFINANCE UK LIMITED LONDON, United Kingdom Related to adviser: No

Prime broker J.P. MORGAN SECURITIES NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

NORTHERN TRUST COMPANY
LEI 549300V2JE4TO35DC098

Fund details & source

Fund ID: 805-1436109690
Reported beneficial owners: 35
Minimum commitment: $100K
Form D file number: 021-249863

Form ADV 2119543 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PETERS THEMATIC SPC FUND LTD ONE RIVER DISPERSION ALPHA SPHedge Fund · Last reported Jul 22, 2026$85.5MGross asset value

Fund administrator NORTHERN TRUST HEDGE FUND SERVICES CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands

Custodian NORTHERN TRUST COMPANY CHICAGO, Illinois, United States Related to adviser: No

Prime broker GOLDMAN SACHS NEW YORK, New York, United States

Prime broker J.P. MORGAN SECURITIES NEW YORK, New York, United States

Prime broker SOCIETE GENERALE NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG
PCAOB 42

NORTHERN TRUST COMPANY
LEI 549300V2JE4TO35DC098

Fund details & source

Fund ID: 805-4870055693
Reported beneficial owners: 8
Minimum commitment: $100K
Form D file number: 021-249863

Form ADV 2119543 · Jul 22, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 22, 2026. View historical filings

Reported services

Pooled investment vehicle management · Publication of newsletters

Compensation

Percentage of assets · Performance-based

Principal office

2200 ATLANTIC STREET, SUITE 310
STAMFORD, CT, 06902, United States

CRD 167835

Filing source

Form ADV 2119543 · Jul 22, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.