Investment adviser · CRD 309145

ONE POINT NINE MANAGEMENT, LLC

Investment adviser filing (IA)

PHILADELPHIA, PA, United States · Form ADV filed May 11, 2020

Employees
7
Reported in this filing
Advisory professionals
6
Investment advisory functions

Not available in this filing: Regulatory AUM, Client accounts.

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
IndividualsFewer than 5$0Not reported
High-net-worth individualsFewer than 5$0Not reported
Banks & thriftsFewer than 5$0Not reported
Retirement plansFewer than 5$0Not reported
CharitiesFewer than 5$0Not reported
Government entitiesFewer than 5$0Not reported
Other investment advisersFewer than 5$0Not reported
Insurance companiesFewer than 5$0Not reported
Sovereign wealth & foreign institutionsFewer than 5$0Not reported
Corporations & businessesFewer than 5$0Not reported
Filing source

Form ADV 1416414 · May 11, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OPN SBA TALF FUND I, LLCOther Private Fund · Last reported May 11, 2020$250Gross asset value
Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor DELOITTE & TOUCHE LLP PHILADELPHIA, Pennsylvania, United States
Custodian CANTOR FITZGERALD & CO. NEW YORK, New York, United States Related to adviser: No
Custodian WELLS FARGO SECURITIES, LLC CHARLOTTE, North Carolina, United States Related to adviser: No
Marketer J. ALDEN ASSOCIATES, INC. JENKINTOWN, Pennsylvania, United States Related to adviser: No
Marketer REVL SECURITIES, LLC PHILADELPHIA, Pennsylvania, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DELOITTE & TOUCHE LLP
PCAOB 34

CANTOR FITZGERALD & CO.
SEC 8-201

WELLS FARGO SECURITIES, LLC
SEC 8-22947

J. ALDEN ASSOCIATES, INC.
CRD 40002 · SEC 8-48938

REVL SECURITIES, LLC
CRD 269839 · SEC 8-69634

Fund details & source
Fund ID
805-3381443481
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 1416414 · May 11, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 11, 2020. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets

Principal office

1921 WALNUT ST, 2ND FLOOR
PHILADELPHIA, PA, 19103-4650, United States

CRD 309145

Filing source

Form ADV 1416414 · May 11, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.