Investment adviser · CRD 157753
OMEGA FUND MANAGEMENT, LLC
BOSTON, MA, United States · Form ADV filed Mar 30, 2024
- Regulatory AUM
- $1.59B Form ADV · Item 5.F
- Client accounts
- 8 Accounts, not individual clients
- Employees
- 24 Reported in this filing
- Advisory professionals
- 12 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,911,362,032 | 21 | Mar 31, 2022 |
| 2022 | $1,394,723,335 | 23 | Mar 31, 2023 |
| 2023 | $1,592,308,964 | 24 | Mar 30, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 8 | $1,592,308,964 | 100.0% |
Filing source
Form ADV 1855206 · Mar 30, 2024 · Item 5.D
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
NET ASSETS OF OMEGA FUND III, L.P.Private Equity Fund$3.11MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS CI LLP
PCAOB 1412
UBS FINANCIAL SERVICES INC.
SEC 8-16267
Fund details & source
- Fund ID
- 805-7685242086
- Reported beneficial owners
- 15
- Minimum commitment
- $1M
- Form D file number
- 021-151899
Form ADV 1855206 · Mar 30, 2024 · Schedule D 7.B.(1)
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jun 12, 2023 · previous imported filing
- Regulatory AUM$1,394,723,335 → $1,592,308,964
- Client accounts7 → 8
- Employees23 → 24
Filing source
Form ADV 1855206 · Mar 30, 2024 · Items 1 & 5
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.59B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
888 BOYLSTON STREET, SUITE 1111BOSTON, MA, 02199, United States
CRD 157753
Filing source
Form ADV 1855206 · Mar 30, 2024 · Items 1 & 5
Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.