OMEGA FUND MANAGEMENT, LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,911,362,032	21	Mar 31, 2022
2022	$1,394,723,335	23	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	7	$1,394,723,335	100.0%

Filing source

Form ADV 1706480 · Mar 31, 2023 · Item 5.D

Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

OMEGA FUND II, LPPrivate Equity Fund$2.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Omega Fund II, L.P.

Fund administrator APEX FUND AND CORPORATE SERVICES (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian NORTHERN TRUST (GUERNSEY) LIMITED ST. PETER PORT, Guernsey Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 1266

Fund details & source

Fund ID: 805-9133961343
Reported beneficial owners: 6
Minimum commitment: $1.35M
Form D file number: 021-151902

Form ADV 1706480 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 31, 2022 · previous imported filing

Regulatory AUM$1,911,362,032 → $1,394,723,335
Client accounts8 → 7
Employees21 → 23

Filing source

Form ADV 1706480 · Mar 31, 2023 · Items 1 & 5

Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.39B
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

888 BOYLSTON STREET, SUITE 1111
BOSTON, MA, 02199, United States

CRD 157753

Filing source

Form ADV 1706480 · Mar 31, 2023 · Items 1 & 5

Reported by OMEGA FUND MANAGEMENT, LLC (CRD 157753).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.