Investment adviser · CRD 153533
OFS CAPITAL MANAGEMENT, LLC
Investment adviser filing (IA)
CHICAGO, IL, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $1.76B Form ADV · Item 5.F
- Client accounts
- 13 Accounts, not individual clients
- Employees
- 47 Reported in this filing
- Advisory professionals
- 23 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 2 | $792,223,037 | 45.0% |
| Investment companies | 2 | $568,221,091 | 32.3% |
| Business development companies | 2 | $377,119,791 | 21.4% |
| Other clients | Fewer than 5 | $22,399,058 | 1.3% |
Filing source
Form ADV 2068530 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
7 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
OFSI FUND III, LTD.Securitized Asset Fund · Last reported Sep 30, 2016$120MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-8618492080
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1043044 · Sep 30, 2016 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OFS FUNDING I, LLCHedge Fund · Last reported Oct 21, 2013$69.5MGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-7802360137
- Reported beneficial owners
- 1
- Minimum commitment
- $69.5M
Form ADV 759088 · Oct 21, 2013 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OFS CAPITAL, LLCPrivate Equity Fund · Last reported Mar 30, 2012$60.9MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-9042314237
- Reported beneficial owners
- 1
- Minimum commitment
- $60.9M
Form ADV 632466 · Mar 30, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OCV FUND I, LPPrivate Equity Fund · Last reported Jun 7, 2017$60.8MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-4314313423
- Reported beneficial owners
- 5
- Minimum commitment
- $5M
- Form D file number
- 021-270318
Form ADV 1120690 · Jun 7, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OFSI FUND VII, LTD.Securitized Asset Fund · Last reported Nov 4, 2022$739KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719
Fund details & source
- Fund ID
- 805-7997880355
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1686242 · Nov 4, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OFSI FUND V, LTD.Securitized Asset Fund · Last reported Nov 4, 2022$599KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
NATWEST MARKETS SECURITIES INC.
CRD 11707 · SEC 8-37135
Fund details & source
- Fund ID
- 805-7961347329
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1686242 · Nov 4, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OFSI FUND VI, LTD.Securitized Asset Fund · Last reported Nov 4, 2022$50KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991
Fund details & source
- Fund ID
- 805-2599944069
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1686242 · Nov 4, 2022 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
222 WEST ADAMS, SUITE 1850CHICAGO, IL, 60606, United States
CRD 153533
Filing source
Form ADV 2068530 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.