Investment adviser · CRD 162972

ODYSSEY CAPITAL MANAGEMENT, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

· Form ADV filed Mar 26, 2019

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

ODYSSEY CAPITAL III, LLCVenture Capital Fund · Last reported Mar 26, 2019$4.12MGross asset value
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4845311606
Reported beneficial owners
38
Minimum commitment
$0

Form ADV 1301282 · Mar 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODYSSEY CAPITAL II, LLCVenture Capital Fund · Last reported Mar 26, 2019$3.11MGross asset value
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Custodian W.R. HAMBRECHT + CO., LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

W.R. HAMBRECHT + CO., LLC
SEC 8-50935

Fund details & source
Fund ID
805-1243167479
Reported beneficial owners
11
Minimum commitment
$0

Form ADV 1301282 · Mar 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODYSSEY CAPITAL PARTNERS III, LLCVenture Capital Fund · Last reported Mar 26, 2019$480KGross asset value
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-2487791101
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1301282 · Mar 26, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODYSSEY CAPITAL, LLCVenture Capital Fund · Last reported Mar 24, 2016$62.8KGross asset value
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Custodian W.R. HAMBRECHT + CO., LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

W.R. HAMBRECHT + CO., LLC
SEC 8-50935

Fund details & source
Fund ID
805-6363461810
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 1000346 · Mar 24, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODYSSEY CAPITAL/ZINIO, LLCVenture Capital Fund · Last reported Mar 24, 2016$12.3KGross asset value
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8161748470
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 1000346 · Mar 24, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODYSSEY CAPITAL/ZINIO II, LLCVenture Capital Fund · Last reported Mar 24, 2016$3.26KGross asset value
Custodian BMO HARRIS BANK NA CHICAGO, Illinois, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8917645335
Reported beneficial owners
5
Minimum commitment
$0

Form ADV 1000346 · Mar 24, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODYSSEY INVESTMENT PARTNERS, LLCVenture Capital Fund · Last reported Mar 31, 2014$0Gross asset value
Custodian BMO HARRIS BANK NA CHICAGO, California, United States Related to adviser: No
Custodian W.R. HAMBRECHT + CO., LLC SAN FRANCISCO, California, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

W.R. HAMBRECHT + CO., LLC
SEC 8-50935

Fund details & source
Fund ID
805-3665794527
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 813906 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 26, 2019. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

CRD 162972

Filing source

Form ADV 1301282 · Mar 26, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.