Investment adviser · CRD 113858

ODEY ASSET MANAGEMENT LLP

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Aug 29, 2023

Regulatory AUM: $3.62B
Client accounts: 21
Employees: 46
Advisory professionals: 19

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	19	$3,366,630,000	93.1%
Retirement plans	Fewer than 5	$250,870,000	6.9%
Individuals	Fewer than 5	Not reported	Not reported
High-net-worth individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported
Corporations & businesses	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1783888 · Aug 29, 2023 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OEI MAC INC.Hedge Fund · Last reported Aug 29, 2023$999MGross asset value

Form D fundraising filings

OEI MAC INC

Fund administrator U.S. BANK GLOBAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

Fund details & source

Fund ID: 805-5248828144
Reported beneficial owners: 17
Minimum commitment: $1.5M
Form D file number: 021-253265

Form ADV 1783888 · Aug 29, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODEY EUROPEAN INCHedge Fund · Last reported Aug 29, 2023$668MGross asset value

Form D fundraising filings

ODEY EUROPEAN INC

Fund administrator U.S. BANK GLOBAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker JP MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

Fund details & source

Fund ID: 805-7641881901
Reported beneficial owners: 9
Minimum commitment: $1.5M
Form D file number: 021-253263

Form ADV 1783888 · Aug 29, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODEY MASTER ICAV - BROOK ABSOLUTE RETURN FOCUS FUNDHedge Fund · Last reported Aug 29, 2023$138MGross asset value

Feeder funds

ODEY CAYMAN FEEDER SPC - BROOK ABSOLUTE RETURN FOCUS FUND CAYMAN SP
ODEY DELAWARE FEEDER LP - BROOK ABSOLUTE RETURN FOCUS FUND DELAWARE
ODEY IRISH FEEDER ICAV - BROOK ABSOLUTE RETURN FOCUS FEEDER FUND

Fund administrator U.S. BANK GLOBAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE IRELAND LLP DUBLIN, Ireland

Custodian ELAVON FINANCIAL SERVICES DAC DUBLIN, Ireland Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE IRELAND LLP
PCAOB 1193

Fund details & source

Fund ID: 805-3972210968
Reported beneficial owners: 4
Minimum commitment: $1M

Form ADV 1783888 · Aug 29, 2023 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GIANO CAPITAL LTDHedge Fund · Last reported Aug 1, 2017$48MGross asset value

Fund administrator QUINTILLION LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LLP LONDON, United Kingdom

Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker JPM MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-1003755668
Reported beneficial owners: 8
Minimum commitment: $1.5M

Form ADV 1129827 · Aug 1, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODEY ODYSSEY MASTERHedge Fund · Last reported Aug 1, 2017$39.2MGross asset value

Feeder funds

ODEY ODYSSEY CAYMAN
ODEY ODYSSEY LP

Fund administrator QUINTILLION LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE LLP LONDON, United Kingdom

Custodian JP MORGAN SECURITIES PLC LONDON, United Kingdom Related to adviser: No

Custodian MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom Related to adviser: No

Custodian UBS AG LONDON, United Kingdom Related to adviser: No

Prime broker JPM MORGAN SECURITIES PLC LONDON, United Kingdom

Prime broker MORGAN STANLEY & CO INTERNATIONAL PLC LONDON, United Kingdom

Prime broker UBS AG LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6740283527
Reported beneficial owners: 2
Minimum commitment: $1.5M

Form ADV 1129827 · Aug 1, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODEY MASTER ICAV - BROOK GLOBAL EMERGING MARKETS FOCUS FUNDHedge Fund · Last reported Sep 9, 2022$27.4MGross asset value

Feeder funds

ODEY CAYMAN FEEDER SPC - BROOK GLOBAL EMERGING MARKETS FOCUS FUND CAYMAN SP
ODEY IRISH FEEDER ICAV - BROOK GLOBAL EMERGING MARKETS FOCUS FEEDER FUND

Fund administrator U.S. BANK GLOBAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE IRELAND LLP DUBLIN, Ireland

Custodian ELAVON FINANCIAL SERVICES DAC DUBLIN, Ireland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE IRELAND LLP
PCAOB 1193

Fund details & source

Fund ID: 805-4623560326
Reported beneficial owners: 1
Minimum commitment: $1M
Form D file number: 021-412889

Form ADV 1666149 · Sep 9, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ODEY MASTER ICAV - ODEY CONCENTRATED NATURAL RESOURCES FUNDHedge Fund · Last reported Sep 9, 2022$10.7MGross asset value

Feeder funds

ODEY DELAWARE FEEDER LP - ODEY CONCENTRATED NATURAL RESOURCES FUND DELAWARE
ODEY IRISH FEEDER ICAV - ODEY CONCENTRATED NATURAL RESOURCES FEEDER FUND

Fund administrator U.S. BANK GLOBAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE IRELAND LLP DUBLIN, Ireland

Custodian ELAVON FINANCIAL SERVICES DAC DUBLIN, Ireland Related to adviser: No

Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No

Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE IRELAND LLP
PCAOB 1193

Fund details & source

Fund ID: 805-5845765586
Reported beneficial owners: 2
Minimum commitment: $1M
Form D file number: 021-363721

Form ADV 1666149 · Sep 9, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 29, 2023. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

64 NORTH ROW LONDON
LONDON, W1K 7DA, United Kingdom

CRD 113858

Filing source

Form ADV 1783888 · Aug 29, 2023 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.