Investment adviser · CRD 285157

OCTOGONE NA

Investment adviser filing (IA)

OCTOGONE NA INC.

MIAMI, FL, United States · Form ADV filed Jun 22, 2022

Regulatory AUM: $517M
Client accounts: 89
Employees: 12
Advisory professionals: 9

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Corporations & businesses	53	$373,189,745	72.2%
Pooled investment vehicles	6	$111,660,870	21.6%
High-net-worth individuals	12	$18,964,694	3.7%
Individuals	18	$13,100,981	2.5%

Filing source

Form ADV 1659688 · Jun 22, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

GLOBAL TRADING SPCHedge Fund · Last reported Jun 22, 2022$46.3MGross asset value

Fund administrator HARMONIC FUND SERVICES, LTD. GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor GRANT THORNTON CAYMAN ISLANDS GRAND CAYMAN, Cayman Islands

Custodian EFG BANK (LUXEMBOURG) SA GRAND CAYMAN, Cayman Islands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EFG BANK (LUXEMBOURG) SA
LEI 529900U5XAEYOT68AC40

Fund details & source

Fund ID: 805-8196123657
Reported beneficial owners: 2
Minimum commitment: $100K

Form ADV 1659688 · Jun 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DELPHI ARBITRAGE FUND, LTDHedge Fund · Last reported Jun 22, 2022$29.5MGross asset value

Fund administrator CF FUND SERVICES S.A. LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE S.A. LUXEMBOURG, Luxembourg

Custodian PICTET & CIE (EUROPE) S.A GENEVA, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PICTET & CIE (EUROPE) S.A
LEI 549300GSSPQ1QSKI1376

Fund details & source

Fund ID: 805-4668948290
Reported beneficial owners: 60
Minimum commitment: $100K

Form ADV 1659688 · Jun 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DELPHI GLOBAL LIMITEDHedge Fund · Last reported Jun 22, 2022$24.7MGross asset value

Fund administrator CF FUND SERVICES S.A LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE S.A. LUXEMBOURG, Luxembourg

Custodian PICTET & CIE (EUROPE) S.A GENEVA, Switzerland Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PICTET & CIE (EUROPE) S.A
LEI 549300GSSPQ1QSKI1376

Fund details & source

Fund ID: 805-7846305732
Reported beneficial owners: 38
Minimum commitment: $100K

Form ADV 1659688 · Jun 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE PRS NEWPORT FUNDHedge Fund · Last reported Jun 22, 2022$4.31MGross asset value

Fund administrator PARADIGM GOVERNANCE PARTNERS GEORGETOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PERSHING LLC
SEC 8-17574

Fund details & source

Fund ID: 805-4330085059
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1659688 · Jun 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CRESTHILL HOLDINGS FUND INC.Hedge Fund · Last reported Jun 22, 2022$4.1MGross asset value

Fund administrator PARADIGM GOVERNANCE PARTNERS GEORGE TOWN, GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian EFG BANK & TRUST (BAHAMAS) LTD. NASSAU, Bahamas, The Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

EFG BANK & TRUST (BAHAMAS) LTD.
LEI 549300PXFAEHRI6RCX24

Fund details & source

Fund ID: 805-8349377216
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1659688 · Jun 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCTOGONE REAL ESTATE FUND I LLCReal Estate Fund · Last reported Jun 22, 2022$3.96MGross asset value

Auditor FULVIO & ASSOCIATES LLP NEW YORK, New York, United States

Custodian MONTECITO BANK & TRUST MONTECITO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

FULVIO & ASSOCIATES LLP
PCAOB 3391

MONTECITO BANK & TRUST
LEI 549300A7BPOO2YO2YE3

Fund details & source

Fund ID: 805-1791288793
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-365364

Form ADV 1659688 · Jun 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

OCTOGONE PARTNERS FUND LPHedge Fund · Last reported Jun 22, 2022$2.95MGross asset value

Feeder funds

OCTOGONE PARTNERS FUND INTERNATIONAL LTD

Fund administrator CIRCLE INVESTMENT SUPPORT SERVICES (USA) LLC ORLANDO, Florida, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FULVIO & ASSOCIATES LLP NEW YORK CITY, New York, United States

Custodian NORTHERN TRUST SECURITIES, INC. CHICAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FULVIO & ASSOCIATES LLP
PCAOB 3391

NORTHERN TRUST SECURITIES, INC.
SEC 8-23689

Fund details & source

Fund ID: 805-9749617652
Reported beneficial owners: 4
Minimum commitment: $250K
Form D file number: 021-365361

Form ADV 1659688 · Jun 22, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 22, 2022. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1395 BRICKELL AVE., STE 1180
MIAMI, FL, 33131, United States

CRD 285157

Filing source

Form ADV 1659688 · Jun 22, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.