Investment adviser · CRD 281369
OCTOBER EFFECT LTD.
Investment adviser filing (IA)
VIRGINIA BEACH, VA, United States · Form ADV filed Jun 25, 2026
- Regulatory AUM
- $146M Form ADV · Item 5.F
- Client accounts
- 597 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 574 | $99,139,948 | 68.1% |
| High-net-worth individuals | 22 | $46,138,008 | 31.7% |
| Investment companies | 1 | $317,519 | 0.2% |
Filing source
Form ADV 2115488 · Jun 25, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 25, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed · Performance-based
Principal office
ONE COLUMBUS CENTER, SUITE 651AVIRGINIA BEACH, VA, 23462, United States
CRD 281369
Filing source
Form ADV 2115488 · Jun 25, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.