Investment adviser · CRD 286248
OCTAGON ASSET MANAGEMENT, LLC
Investment adviser filing (IA)
CHARLOTTE, NC, United States · Form ADV filed Mar 5, 2026
- Regulatory AUM
- $221M Form ADV · Item 5.F
- Client accounts
- 5 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 4 | $217,536,867 | 98.3% |
| Pooled investment vehicles | 1 | $3,683,045 | 1.7% |
Filing source
Form ADV 2042815 · Mar 5, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
OCTAGON GLOBAL TRADE FUND, LTDHedge Fund · Last reported Mar 5, 2026$5.5MGross asset value
Feeder funds
- OCTAGON GLOBAL TRADE, LP
- OCTAGON GLOBAL TRADE, LTD
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-4575813279
- Reported beneficial owners
- 2
- Minimum commitment
- $1M
Form ADV 2042815 · Mar 5, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 5, 2026. View historical filings
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
615 S COLLEGE STREETCHARLOTTE, NC, 28202-3354, United States
CRD 286248
Filing source
Form ADV 2042815 · Mar 5, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.