Investment adviser · CRD 284816

OCHOCO INVESTMENT, LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 28, 2018

Regulatory AUM: $91.7M
Client accounts: 4
Employees: 3
Advisory professionals: 2

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$41,378,982	45.1%
Charities	Fewer than 5	$30,348,614	33.1%
High-net-worth individuals	Fewer than 5	$19,958,638	21.8%

Filing source

Form ADV 1182195 · Mar 28, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

OCHOCO PARTNERS, LPHedge Fund · Last reported Mar 28, 2018$41.4MGross asset value

Form D fundraising filings

Ochoco Partners, LP

Fund administrator FLEMING FINANCIAL SEREVICES, P.C. RICHMOND, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor COHEN & COMPANY HUNT VALLEY, Maryland, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Prime broker COWEN PRIME SERVICES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

COHEN & COMPANY
PCAOB 925

PERSHING LLC
SEC 8-17574

COWEN PRIME SERVICES LLC
CRD 153397 · SEC 8-68531

Fund details & source

Fund ID: 805-2067968397
Reported beneficial owners: 11
Minimum commitment: $14.5K
Form D file number: 021-272095

Form ADV 1182195 · Mar 28, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2018. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

3 COLUMBUS CIRCLE, SUITE 1403
NEW YORK, NY, 10019, United States

CRD 284816

Filing source

Form ADV 1182195 · Mar 28, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.