OAKTREE CAPITAL MANAGEMENT, L.P.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$147,452,182,548	850	Mar 31, 2022
2022	$151,313,799,778	908	Apr 1, 2023
2023	$161,477,442,132	853	Mar 28, 2024

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	270	$136,248,547,297	84.4%
Insurance companies	24	$12,229,189,395	7.6%
Retirement plans	32	$6,780,740,159	4.2%
Government entities	11	$3,979,151,633	2.5%
Corporations & businesses	13	$1,162,500,323	0.7%
Other clients	4	$647,892,114	0.4%
Charities	3	$225,324,570	0.1%
Other investment advisers	1	$204,096,641	0.1%

Filing source

Form ADV 1911291 · Nov 26, 2024 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

OAKTREE STRATEGIC INCOME, LLCHedge Fund · Master$33.9MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian HSBC CONTINENTAL EUROPE LUXEMBOURG, Luxembourg Related to adviser: No Other funds reporting this name →

Custodian WELLS FARGO BANK NA MINNEAPOLIS, Minnesota, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

WELLS FARGO BANK NA
LEI KB1H1DSPRFMYMCUFXT09

Fund details & source

Fund ID: 805-3482813941
Reported beneficial owners: 3
Minimum commitment: $250K
Form D file number: 021-236724
Form D file number: 021-236725

Form ADV 1911291 · Nov 26, 2024 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Sep 27, 2024 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1911291 · Nov 26, 2024 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $160B
Non-discretionary: $1.78B

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA, 90071, United States

CRD 106793

Filing source

Form ADV 1911291 · Nov 26, 2024 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.