Investment adviser · CRD 106793
OAKTREE CAPITAL MANAGEMENT, L.P.
LOS ANGELES, CA, United States · Form ADV filed May 23, 2023
- Regulatory AUM
- $151B Form ADV · Item 5.F
- Client accounts
- 586 Accounts, not individual clients
- Employees
- 908 Reported in this filing
- Advisory professionals
- 284 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $147,452,182,548 | 850 | Mar 31, 2022 |
| 2022 | $151,313,799,778 | 908 | Apr 1, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 256 | $129,280,363,845 | 85.4% |
| Insurance companies | 14 | $8,719,070,187 | 5.8% |
| Retirement plans | 32 | $7,787,600,936 | 5.1% |
| Government entities | 11 | $3,453,114,548 | 2.3% |
| Corporations & businesses | 8 | $988,953,516 | 0.7% |
| Other clients | 4 | $619,941,168 | 0.4% |
| Charities | 3 | $242,532,211 | 0.2% |
| Other investment advisers | 1 | $222,223,367 | 0.1% |
Filing source
Form ADV 1761789 · May 23, 2023 · Item 5.D
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
248 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
OAKTREE EUROPEAN PRINCIPAL FUND IV, L.P.Hedge Fund · Master$907MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188
ING LUXEMBOURG SA
LEI 549300BT51N3KAXDPP56
Fund details & source
- Fund ID
- 805-1620179537
- Reported beneficial owners
- 43
- Minimum commitment
- $11.2M
- Form D file number
- 021-246695
- Form D file number
- 021-246693
- Form D file number
- 021-246266
Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE EUROPEAN PRINCIPAL FUND V, L.P.Hedge Fund · Master$801MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188
ING LUXEMBOURG SA
LEI 549300BT51N3KAXDPP56
Fund details & source
- Fund ID
- 805-5632286936
- Reported beneficial owners
- 53
- Minimum commitment
- $11.2M
- Form D file number
- 021-341842
- Form D file number
- 021-341831
- Form D file number
- 021-341836
- Form D file number
- 021-341823
Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE MIDDLE-MARKET DIRECT LENDING UNLEVERED JPN-A 2017 FUND, L.P.Hedge Fund$768MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS AARATA LLC
PCAOB 2743
STREET BANK AND TRUST COMPANY
LEI 71474TGEMMWANRLN572
Fund details & source
- Fund ID
- 805-9478510152
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE PINNACLE INVESTMENT FUND, L.P.Hedge Fund · Master$753MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188
Fund details & source
- Fund ID
- 805-6073054626
- Reported beneficial owners
- 5
- Minimum commitment
- $0
Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE CLO 2019-4, LTD.Securitized Asset Fund$746MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BANK OF NEW YORK MELLON TRUST COMPANY, NA
LEI HPFHU0OQ28E4N0NFVK49
Fund details & source
- Fund ID
- 805-1771237277
- Reported beneficial owners
- 4
- Minimum commitment
- $250K
Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE CLO 2019-3, LTD.Securitized Asset Fund$745MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BANK OF NEW YORK MELLON TRUST COMPANY, NA
LEI HPFHU0OQ28E4N0NFVK49
Fund details & source
- Fund ID
- 805-8398658380
- Reported beneficial owners
- 12
- Minimum commitment
- $250K
Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE GC SUPER FUND, L.P.Hedge Fund$740MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ERNST & YOUNG LLP
PCAOB 42
BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188
Fund details & source
- Fund ID
- 805-9036623302
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Apr 1, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1761789 · May 23, 2023 · Items 1 & 5
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $151B
- Non-discretionary
- $328M
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
333 SOUTH GRAND AVE, 28TH FLOORLOS ANGELES, CA, 90071, United States
CRD 106793
Filing source
Form ADV 1761789 · May 23, 2023 · Items 1 & 5
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.