Investment adviser · CRD 106793

OAKTREE CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA, United States · Form ADV filed Nov 26, 2021

Regulatory AUM
$125B
Form ADV · Item 5.F
Client accounts
458
Accounts, not individual clients
Employees
830
Reported in this filing
Advisory professionals
280
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles229$104,730,061,88883.6%
Retirement plans36$9,315,750,0567.4%
Insurance companies10$4,270,674,0193.4%
Government entities12$3,325,442,3522.7%
Corporations & businesses9$1,361,490,6581.1%
Other clients4$674,956,9480.5%
Charities3$503,544,6800.4%
Investment companies5$471,912,3800.4%
Other investment advisers1$341,435,9390.3%
Sovereign wealth & foreign institutions1$331,649,3390.3%
Filing source

Form ADV 1578562 · Nov 26, 2021 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

236 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ARBOUR CLO VIII DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$397MGross asset value
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Custodian BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-9416184298
Reported beneficial owners
1
Minimum commitment
$112K

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE MIDDLE-MARKET DIRECT LENDING UNLEVERED JPN-A 2017 FUND, L.P.Hedge Fund$390MGross asset value
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Fund administrator STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS AARATA LLC TOKYO, Japan Other funds reporting this name →
Custodian STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS AARATA LLC
PCAOB 2743

STREET BANK AND TRUST COMPANY
LEI 71474TGEMMWANRLN572

Fund details & source
Fund ID
805-9478510152
Reported beneficial owners
1
Minimum commitment
$0

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE HIGH YIELD BOND FUND, L.P.Other Private Fund · Master$381MGross asset value
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Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION EVERETT, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes Other funds reporting this name →
Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes Other funds reporting this name →
Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes Other funds reporting this name →
Marketer OCM INVESTMENTS, LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

OCM INVESTMENTS, LLC
CRD 128803 · SEC 8-66176

Fund details & source
Fund ID
805-6457642379
Reported beneficial owners
38
Minimum commitment
$2M
Form D file number
021-94581

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE VALUE OPPORTUNITIES (CAYMAN) FUND, LTD.Hedge Fund · Feeder$372MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes Other funds reporting this name →
Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes Other funds reporting this name →
Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes Other funds reporting this name →
Marketer OCM INVESTMENTS, LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

OCM INVESTMENTS, LLC
CRD 128803 · SEC 8-66176

Fund details & source
Fund ID
805-5237714561
Reported beneficial owners
69
Minimum commitment
$3M
Form D file number
021-121690

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE MIDDLE-MARKET DIRECT LENDING FUND (PARALLEL 2), L.P.Hedge Fund$368MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source
Fund ID
805-3917222862
Reported beneficial owners
8
Minimum commitment
$10M
Form D file number
021-324192

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE OPPORTUNITIES FUND X (PARALLEL), L.P.Hedge Fund$367MGross asset value
Search Form D filings →
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Custodian CITIBANK INTERNATIONAL LTD LONDON, United Kingdom Related to adviser: No Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-2765877692
Reported beneficial owners
6
Minimum commitment
$10M

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE-TCDRS STRATEGIC CREDIT, LLCHedge Fund$340MGross asset value
Search Form D filings →
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Custodian ING LUXEMBOURG SA LUXEMBOURG, Luxembourg Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

ING LUXEMBOURG SA
LEI 549300BT51N3KAXDPP56

Fund details & source
Fund ID
805-7114782653
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1578562 · Nov 26, 2021 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$125B
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    333 SOUTH GRAND AVE, 28TH FLOOR
    LOS ANGELES, CA, 90071, United States

    CRD 106793

    Filing source

    Form ADV 1578562 · Nov 26, 2021 · Items 1 & 5

    Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.