Investment adviser · CRD 141137
DAKOTA WEALTH, LLC
Investment adviser filing (IA)
PALM BEACH GARDENS, FL, United States · Form ADV filed May 15, 2018
- Regulatory AUM
- $311M Form ADV · Item 5.F
- Client accounts
- 416 Accounts, not individual clients
- Employees
- 11 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 97 | $184,903,800 | 59.4% |
| Individuals | 310 | $112,015,074 | 36.0% |
| Retirement plans | 6 | $12,436,612 | 4.0% |
| Charities | 2 | $1,255,787 | 0.4% |
| Insurance companies | 1 | $605,630 | 0.2% |
Filing source
Form ADV 1218176 · May 15, 2018 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
OPP-V BUSINESS TRUSTVenture Capital Fund · Last reported Feb 3, 2014$1MGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-6935997197
- Reported beneficial owners
- 12
- Minimum commitment
- $25K
Form ADV 782623 · Feb 3, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPP-VI BUSINESS TRUSTVenture Capital Fund · Last reported Feb 3, 2014$1MGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-4903759023
- Reported beneficial owners
- 12
- Minimum commitment
- $25K
Form ADV 782623 · Feb 3, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPP-III BUSINESS TRUSTVenture Capital Fund · Last reported Feb 3, 2014$760KGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-6552462731
- Reported beneficial owners
- 13
- Minimum commitment
- $10K
Form ADV 782623 · Feb 3, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPP-I, LPVenture Capital Fund · Last reported Feb 3, 2014$400KGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-8028091499
- Reported beneficial owners
- 7
- Minimum commitment
- $25K
Form ADV 782623 · Feb 3, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPP-IV BUSINESS TRUSTVenture Capital Fund · Last reported Feb 3, 2014$400KGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-2466658023
- Reported beneficial owners
- 8
- Minimum commitment
- $50K
Form ADV 782623 · Feb 3, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
OPP-II BUSINESS TRUSTVenture Capital Fund · Last reported Feb 3, 2014$100KGross asset value
No provider names available in this fund's imported disclosure.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3623443965
- Reported beneficial owners
- 11
- Minimum commitment
- $2.5K
Form ADV 782623 · Feb 3, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: May 15, 2018. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
3001 PGA BOULEVARD, SUITE 102PALM BEACH GARDENS, FL, 33410, United States
CRD 141137
Filing source
Form ADV 1218176 · May 15, 2018 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.