Investment adviser · CRD 139790
OAK ASSET MANAGEMENT, LLC
Investment adviser filing (IA)
OAK BROOK, IL, United States · Form ADV filed Nov 6, 2020
- Regulatory AUM
- $209M Form ADV · Item 5.F
- Client accounts
- 136 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 49 | $92,100,000 | 44.1% |
| High-net-worth individuals | 57 | $88,700,000 | 42.4% |
| Individuals | 30 | $28,200,000 | 13.5% |
Filing source
Form ADV 1466170 · Nov 6, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Nov 6, 2020. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting
Compensation
Percentage of assets · Hourly
Principal office
903 COMMERCE DRIVE, SUITE #333OAK BROOK, IL, 60523, United States
CRD 139790
Filing source
Form ADV 1466170 · Nov 6, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.