Investment adviser · CRD 284445
O'SHARES ETF INVESTMENTS
Investment adviser filing (IA)
O'SHARES INVESTMENT ADVISERS, LLC
MONTREAL, Canada · Form ADV filed Mar 16, 2022
- Regulatory AUM
- $1.52B Form ADV · Item 5.F
- Client accounts
- 4 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 4 | $1,517,000,000 | 100.0% |
Filing source
Form ADV 1616879 · Mar 16, 2022 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 16, 2022. View historical filings
Reported services
Investment company portfolio management
Compensation
Percentage of assets
Principal office
1010 SHERBROOKE STREET WEST, SUITE 2105MONTREAL, H3A 2R7, Canada
CRD 284445
Filing source
Form ADV 1616879 · Mar 16, 2022 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.