Investment adviser · CRD 168636
O'CONNOR FINANCIAL GROUP LLC
Investment adviser filing (IA)
QUINCY, IL, United States · Form ADV filed Sep 14, 2026
- Regulatory AUM
- $275M Form ADV · Item 5.F
- Client accounts
- 1,062 Accounts, not individual clients
- Employees
- 7 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 305 | $151,783,000 | 55.1% |
| High-net-worth individuals | 50 | $122,977,000 | 44.7% |
| Corporations & businesses | Fewer than 5 | $498,000 | 0.2% |
Filing source
Form ADV 2132453 · Sep 14, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 14, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
511 MAINE STREETQUINCY, IL, 62301, United States
CRD 168636
Filing source
Form ADV 2132453 · Sep 14, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.