Investment adviser · CRD 152687
O'CONNOR CAPITAL ADVISORY, LLC
Investment adviser filing (IA)
SCOTTSDALE, AZ, United States · Form ADV filed Jul 2, 2026
- Regulatory AUM
- $112M Form ADV · Item 5.F
- Client accounts
- 120 Accounts, not individual clients
- Employees
- 1 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 38 | $90,046,003 | 80.3% |
| Charities | Fewer than 5 | $14,353,535 | 12.8% |
| Retirement plans | Fewer than 5 | $7,737,452 | 6.9% |
Filing source
Form ADV 2117502 · Jul 2, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jul 2, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets
Principal office
5635 N SCOTTSDALE RD, STE 170SCOTTSDALE, AZ, 85250, United States
CRD 152687
Filing source
Form ADV 2117502 · Jul 2, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.