Investment adviser · CRD 169553
NYL INVESTORS LLC
NEW YORK, NY, United States · Form ADV filed Mar 28, 2024
- Regulatory AUM
- $301B Form ADV · Item 5.F
- Client accounts
- 112 Accounts, not individual clients
- Employees
- 312 Reported in this filing
- Advisory professionals
- 190 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $277,176,221,883 | 297 | Mar 31, 2022 |
| 2022 | $291,885,443,528 | 307 | Mar 30, 2023 |
| 2023 | $300,897,738,311 | 312 | Mar 28, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 15 | $289,709,574,457 | 96.3% |
| Investment companies | 11 | $6,535,023,717 | 2.2% |
| Pooled investment vehicles | 13 | $4,147,169,438 | 1.4% |
| Other clients | Fewer than 5 | $423,615,683 | 0.1% |
| Charities | Fewer than 5 | $57,070,674 | 0.0% |
| Corporations & businesses | Fewer than 5 | $25,284,342 | 0.0% |
Filing source
Form ADV 1829768 · Mar 28, 2024 · Item 5.D
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
17 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
FLATIRON CLO 24 LTDSecuritized Asset Fund$400MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-7123582685
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1829768 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FLATIRON CLO 19 LTDSecuritized Asset Fund$400MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
MUFG SECURITIES AMERICAS INC.
CRD 19685 · SEC 8-43026
Fund details & source
- Fund ID
- 805-4238220217
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 1829768 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCI-FLATIRON CLO 2017-1 LTD.Securitized Asset Fund$395MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
Fund details & source
- Fund ID
- 805-6264892687
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1829768 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCI-FLATIRON CLO 2016-1 LTD.Securitized Asset Fund$336MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
Fund details & source
- Fund ID
- 805-1260708383
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 1829768 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FLATIRON CLO 17 LTDSecuritized Asset Fund$284MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
Fund details & source
- Fund ID
- 805-4695549517
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1829768 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NYLIAC PPVUL SEPARATE ACCOUNT 70Other Private Fund$196MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49
Fund details & source
- Fund ID
- 805-7830093517
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
- Form D file number
- 021-255279
Form ADV 1829768 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NYLIAC SEPERATE ACCOUNT 15Other Private Fund$96.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
JP MORGAN CHASE
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-4877852280
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
- Form D file number
- 021-255279
Form ADV 1829768 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jul 5, 2023 · previous imported filing
- Regulatory AUM$291,885,443,528 → $300,897,738,311
- Client accounts113 → 112
- Employees307 → 312
Filing source
Form ADV 1829768 · Mar 28, 2024 · Items 1 & 5
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $300B
- Non-discretionary
- $886M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
51 MADISON AVENUENEW YORK, NY, 10010, United States
CRD 169553
Filing source
Form ADV 1829768 · Mar 28, 2024 · Items 1 & 5
Reported by NYL INVESTORS LLC (CRD 169553).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.