Investment adviser · CRD 169553
NYL INVESTORS LLC
NEW YORK, NY, United States · Form ADV filed Jul 5, 2023
- Regulatory AUM
- $292B Form ADV · Item 5.F
- Client accounts
- 113 Accounts, not individual clients
- Employees
- 307 Reported in this filing
- Advisory professionals
- 187 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $277,176,221,883 | 297 | Mar 31, 2022 |
| 2022 | $291,885,443,528 | 307 | Mar 30, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 15 | $280,960,244,522 | 96.3% |
| Investment companies | 11 | $6,685,976,866 | 2.3% |
| Pooled investment vehicles | 11 | $3,682,364,194 | 1.3% |
| Other clients | Fewer than 5 | $477,703,764 | 0.2% |
| Charities | Fewer than 5 | $41,005,838 | 0.0% |
| Corporations & businesses | Fewer than 5 | $38,148,344 | 0.0% |
Filing source
Form ADV 1773144 · Jul 5, 2023 · Item 5.D
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
15 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
NYLIAC INSTITUTIONALLY OWNED LIFE INSURANCE SEPARATE ACCOUNT - PORTFOLIO IOther Private Fund$554MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-3358470443
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
- Form D file number
- 021-727136
Form ADV 1773144 · Jul 5, 2023 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCI-FLATIRON CLO 2018-1 LTDSecuritized Asset Fund$503MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
Fund details & source
- Fund ID
- 805-4319185885
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 1773144 · Jul 5, 2023 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FLATIRON CLO 21 LTDSecuritized Asset Fund$501MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264
Fund details & source
- Fund ID
- 805-5226227541
- Reported beneficial owners
- 4
- Minimum commitment
- $250K
Form ADV 1773144 · Jul 5, 2023 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FLATIRON CLO 18 LTDSecuritized Asset Fund$501MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702
Fund details & source
- Fund ID
- 805-3068226219
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1773144 · Jul 5, 2023 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCI-FLATIRON CLO 2017-1 LTD.Securitized Asset Fund$500MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235
Fund details & source
- Fund ID
- 805-6264892687
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1773144 · Jul 5, 2023 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NYLIAC INSTITUTIONALLY OWNED LIFE INSURANCE SEPARATE ACCOUNT - PORTFOLIO IIOther Private Fund$474MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
JP MORGAN CHASE BANK NA
LEI 7H6GLXDRUGQFU57RNE97
Fund details & source
- Fund ID
- 805-3641343815
- Reported beneficial owners
- 1
- Minimum commitment
- $100K
- Form D file number
- 021-727136
Form ADV 1773144 · Jul 5, 2023 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FLATIRON CLO 20 LTDSecuritized Asset Fund$401MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-4079596994
- Reported beneficial owners
- 2
- Minimum commitment
- $100K
Form ADV 1773144 · Jul 5, 2023 · Schedule D 7.B.(1)
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since May 11, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1773144 · Jul 5, 2023 · Items 1 & 5
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $291B
- Non-discretionary
- $953M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
51 MADISON AVENUENEW YORK, NY, 10010, United States
CRD 169553
Filing source
Form ADV 1773144 · Jul 5, 2023 · Items 1 & 5
Reported by NYL INVESTORS LLC (CRD 169553).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.