NYL INVESTORS LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$277,176,221,883	297	Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	16	$265,179,185,202	95.7%
Investment companies	11	$7,006,124,228	2.5%
Pooled investment vehicles	11	$3,731,658,542	1.3%
Corporations & businesses	Fewer than 5	$720,481,697	0.3%
Other clients	Fewer than 5	$479,823,519	0.2%
Charities	Fewer than 5	$58,948,695	0.0%

Filing source

Form ADV 1598273 · Mar 31, 2022 · Item 5.D

Reported by NYL INVESTORS LLC (CRD 169553).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

TCI-FLATIRON CLO 2016-1 LTD.Securitized Asset Fund$397MGross asset value

Search Form D filings →

Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No Other funds reporting this name →

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Fund details & source

Fund ID: 805-1260708383
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1598273 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by NYL INVESTORS LLC (CRD 169553).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1598273 · Mar 31, 2022 · Items 1 & 5

Reported by NYL INVESTORS LLC (CRD 169553).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $275B
Non-discretionary: $1.69B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

51 MADISON AVENUE
NEW YORK, NY, 10010, United States

CRD 169553

Filing source

Form ADV 1598273 · Mar 31, 2022 · Items 1 & 5

Reported by NYL INVESTORS LLC (CRD 169553).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.