Investment adviser · CRD 158964

NOVEM GROUP

Investment adviser filing (IA)

ROCHESTER, NY, United States · Form ADV filed Sep 3, 2026

Regulatory AUM: $1.72B
Client accounts: 5,571
Employees: 52
Advisory professionals: 50

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Individuals	3,253	$825,724,428	48.1%
High-net-worth individuals	260	$546,932,560	31.8%
Retirement plans	137	$343,596,560	20.0%
Charities	Fewer than 5	$1,271,918	0.1%
Government entities	Fewer than 5	$118,470	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%
Insurance companies	Fewer than 5	$0	0.0%
Sovereign wealth & foreign institutions	Fewer than 5	$0	0.0%
Corporations & businesses	Fewer than 5	$0	0.0%

Filing source

Form ADV 2130854 · Sep 3, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Sep 3, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed

Principal office

350 LINDEN OAKS, SUITE 140
ROCHESTER, NY, 14625, United States

CRD 158964

Filing source

Form ADV 2130854 · Sep 3, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.