NOVEL CAPITAL MANAGEMENT ADVISORS, LLC – investment adviser, $26.5M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	1	$26,475,306	100.0%

Filing source

Form ADV 1527735 · Apr 2, 2021 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

VOGUE CAPITAL MANAGEMENT FUND, LPHedge Fund · Last reported Apr 2, 2021$27MGross asset value

Form D fundraising filings

Vogue Capital Management Fund, LP

Fund administrator PIEDMONT FUND SERVICES, INC. VIENNA, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WITHUMSMITH+BROWN, PC PRINCETON, New Jersey, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WITHUMSMITH+BROWN, PC
PCAOB 100

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-6208945539
Reported beneficial owners: 2
Minimum commitment: $5M
Form D file number: 021-127261

Form ADV 1527735 · Apr 2, 2021 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

VOGUE CAPITAL MANAGEMENT MASTER FUND, L.P.Hedge Fund · Last reported Aug 20, 2012$147MGross asset value

Feeder funds

Fund administrator PIEDMONT FUND SERVICES, INC. VIENNA, Virginia, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ROTHSTEIN KASS & COMPANY, P.C. ROSELAND, New Jersey, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Marketer EMERGING MANAGER ADVISORS LLC NEW YORK, New York, United States Related to adviser: No

Marketer REEF RESOURCES, LLC SEATTLE, Washington, United States Related to adviser: No

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MORGAN STANLEY & CO. LLC
SEC 8-15869

EMERGING MANAGER ADVISORS LLC
CRD 151079 · SEC 8-68332

REEF RESOURCES, LLC
CRD 133646 · SEC 8-66748

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9496675120
Reported beneficial owners: 7
Minimum commitment: $5M
Form D file number: 021-127261
Form D file number: 021-127263

Form ADV 665485 · Aug 20, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 2, 2021. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

18911 COLLINS AVENUE, #1201
SUNNY ISLES BEACH, FL, 33160, United States

CRD 159111

Filing source

Form ADV 1527735 · Apr 2, 2021 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.