Investment adviser · CRD 164451

NOVA CAPITAL MANAGEMENT LIMITED

Investment adviser filing (IA)

LONDON, United Kingdom · Form ADV filed Sep 30, 2020

Regulatory AUM: $153M
Client accounts: 6
Employees: 10
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	6	$153,389,220	100.0%
Individuals	Fewer than 5	Not reported	Not reported
High-net-worth individuals	Fewer than 5	Not reported	Not reported
Banks & thrifts	Fewer than 5	Not reported	Not reported
Retirement plans	Fewer than 5	Not reported	Not reported
Charities	Fewer than 5	Not reported	Not reported
Government entities	Fewer than 5	Not reported	Not reported
Other investment advisers	Fewer than 5	Not reported	Not reported
Insurance companies	Fewer than 5	Not reported	Not reported
Sovereign wealth & foreign institutions	Fewer than 5	Not reported	Not reported
Corporations & businesses	Fewer than 5	Not reported	Not reported

Filing source

Form ADV 1458146 · Sep 30, 2020 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NOVA WILDCAT LPPrivate Equity Fund · Last reported Sep 30, 2020$106MGross asset value

Fund administrator AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP LONDON, United Kingdom

Custodian AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 1118

Fund details & source

Fund ID: 805-6180801281
Reported beneficial owners: 6
Minimum commitment: $0

Form ADV 1458146 · Sep 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVA ARGENT LPPrivate Equity Fund · Last reported Sep 30, 2020$44.4MGross asset value

Fund administrator AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: No (provided to no investors) Related to adviser: No

Fund administrator AZTEC FINANCIAL SERVICES (NETHERLANDS) BV AMSTERDAM, Netherlands Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG CHANNEL ISLANDS LIMITED ST PETER PORT, Guernsey

Custodian AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No

Custodian AZTEC FINANCIAL SERVICES (NETHERLANDS) BV AMSTERDAM, Netherlands Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3890014294
Reported beneficial owners: 7
Minimum commitment: $0

Form ADV 1458146 · Sep 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVA SHELL LPPrivate Equity Fund · Last reported Sep 30, 2020$3MGross asset value

Fund administrator AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: No (provided to no investors) Related to adviser: No

Custodian AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9212626035
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1458146 · Sep 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVA BOXER LPPrivate Equity Fund · Last reported Sep 30, 2020$123KGross asset value

Fund administrator AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: No (provided to no investors) Related to adviser: No

Custodian AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5233438770
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 1458146 · Sep 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NOVA CAPITAL INVESTMENTS GUERNSEY LP INCPrivate Equity Fund · Last reported Sep 30, 2020$62KGross asset value

Fund administrator AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: No (provided to no investors) Related to adviser: No

Custodian AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5492583096
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1458146 · Sep 30, 2020 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

CNH CAPITAL PARTNERS LPPrivate Equity Fund · Last reported Sep 30, 2019$20MGross asset value

Fund administrator AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG LLP LONDON, United Kingdom

Custodian AZTEC FINANCIAL SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 1118

Fund details & source

Fund ID: 805-6226103383
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 1348099 · Sep 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

TPEF LPPrivate Equity Fund · Last reported Jan 13, 2017$49.6KGross asset value

Auditor KPMG LLP LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4508656781
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 1062860 · Jan 13, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2020. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

OCTAGON POINT, 5 CHEAPSIDE
LONDON, EC2V 6AA, United Kingdom

CRD 164451

Filing source

Form ADV 1458146 · Sep 30, 2020 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.