Investment adviser · CRD 307865
NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC
Investment adviser filing (IA)
MILWAUKEE, WI, United States · Form ADV filed May 6, 2026
- Regulatory AUM
- $323B Form ADV · Item 5.F
- Client accounts
- 32 Accounts, not individual clients
- Employees
- 246 Reported in this filing
- Advisory professionals
- 213 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 3 | $315,117,960,207 | 97.5% |
| Pooled investment vehicles | 18 | $7,410,161,446 | 2.3% |
| Banks & thrifts | 1 | $432,372,980 | 0.1% |
| Charities | 1 | $117,845,105 | 0.0% |
Filing source
Form ADV 2099665 · May 6, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
29 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND II, LPPrivate Equity Fund · Last reported Jan 30, 2023$2.27MGross asset value
Form D fundraising filings
NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND II, LP
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
Fund details & source
- Fund ID
- 805-2698382756
- Reported beneficial owners
- 2
- Minimum commitment
- $70M
- Form D file number
- 021-150617
Form ADV 1703416 · Jan 30, 2023 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: May 6, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets · Performance-based
Principal office
720 EAST WISCONSIN AVENUEMILWAUKEE, WI, 53202-4797, United States
CRD 307865
Filing source
Form ADV 2099665 · May 6, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.