Investment adviser · CRD 160955

NORTHWESTERN MUTUAL CAPITAL, LLC

Investment adviser filing (IA)

MILWAUKEE, WI, United States · Form ADV filed Jul 11, 2013

Regulatory AUM
$36.3B
Form ADV · Item 5.F
Client accounts
12
Accounts, not individual clients
Employees
33
Reported in this filing
Advisory professionals
28
Investment advisory functions

Private funds & service providers

8 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND I, L.P.Private Equity Fund · Last reported Jul 11, 2013$87.7MGross asset value
Fund administrator STATE STREET FUND SERVICES (U.S.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MILWAUKEE, Wisconsin, United States
Custodian JP MORGAN GLOBAL FUNDS GROUP NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3345612952
Reported beneficial owners
4
Minimum commitment
$1.5M
Form D file number
021-117897

Form ADV 746604 · Jul 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND I, LPPrivate Equity Fund · Last reported Jul 11, 2013$87MGross asset value
Fund administrator STATE STREET FUND SERVICES (U.S.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MILWAUKEE, Wisconsin, United States
Custodian JP MORGAN GLOBAL FUNDS GROUP NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5549215229
Reported beneficial owners
5
Minimum commitment
$1.5M
Form D file number
021-117896

Form ADV 746604 · Jul 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

QUINTEN ROAD FUNDING LLCSecuritized Asset Fund · Last reported Jul 11, 2013$75.1MGross asset value
Auditor KPMG LLP CHICAGO, Illinois, United States
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-8886484456
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 746604 · Jul 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND II, LPPrivate Equity Fund · Last reported Jul 11, 2013$71.9MGross asset value
Fund administrator STATE STREET FUND SERVICES (U.S.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MILWAUKEE, Wisconsin, United States
Custodian JP MORGAN GLOBAL FUNDS GROUP NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2698382756
Reported beneficial owners
2
Minimum commitment
$1.5M
Form D file number
021-150617

Form ADV 746604 · Jul 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND III, LPPrivate Equity Fund · Last reported Jul 11, 2013$60.9MGross asset value
Fund administrator STATE STREET FUND SERVICES (U.S.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MILWAUKEE, Wisconsin, United States
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-1812972671
Reported beneficial owners
2
Minimum commitment
$1.5M
Form D file number
021-186625

Form ADV 746604 · Jul 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWESTERN MUTUAL CAPITAL STRATEGIC EQUITY FUND IIIPrivate Equity Fund · Last reported Jul 11, 2013$40.4MGross asset value
Fund administrator STATE STREET FUND SERVICES (U.S.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MILWAUKEE, Wisconsin, United States
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9381346727
Reported beneficial owners
2
Minimum commitment
$1.5M
Form D file number
021-186625

Form ADV 746604 · Jul 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWESTERN MUTUAL CAPITAL MEZZANINE FUND II, LPPrivate Equity Fund · Last reported Jul 11, 2013$32.2MGross asset value
Fund administrator STATE STREET FUND SERVICES (U.S.) LLC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP MILWAUKEE, Wisconsin, United States
Custodian BROWN BROTHERS HARRIMAN & COMPANY NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN GLOBAL FUNDS GROUP NEW YORK, New York, United States Related to adviser: No
Custodian STATE STREET CORPORATION BOSTON, Massachusetts, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-4626020973
Reported beneficial owners
2
Minimum commitment
$1.5M
Form D file number
021-150618

Form ADV 746604 · Jul 11, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 11, 2013. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

720 EAST WISCONSIN AVE.
MILWAUKEE, WI, 53202-4703, United States

CRD 160955

Filing source

Form ADV 746604 · Jul 11, 2013 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.