Investment adviser · CRD 112747

NORTHWATER CAPITAL MANAGEMENT INC.

Investment adviser filing (IA)

TORONTO, ONTARIO, Canada · Form ADV filed Nov 27, 2019

Regulatory AUM
$5.45M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients
Employees
8
Reported in this filing
Advisory professionals
5
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles2$5,445,448100.0%
Filing source

Form ADV 1359064 · Nov 27, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NORTHWATER INTELLECTUAL PROPERTY FUND L.P. 1Venture Capital Fund · Last reported Nov 27, 2019$4.17MGross asset value
Fund administrator MUFG FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada
Custodian BUTTERFIELD TRUST (BERMUDA) LIMITED PEMBROKE, Bermuda Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

Fund details & source
Fund ID
805-3697787409
Reported beneficial owners
8
Minimum commitment
$5M
Form D file number
021-85971

Form ADV 1359064 · Nov 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWATER INTELLECTUAL PROPERTY FUND L.P. 2Venture Capital Fund · Last reported Nov 27, 2019$1.27MGross asset value
Fund administrator MUFG FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada
Custodian BUTTERFIELD TRUST (BERMUDA) LIMITED PEMBROKE, Bermuda Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

Fund details & source
Fund ID
805-7304188100
Reported beneficial owners
5
Minimum commitment
$5M
Form D file number
021-124202

Form ADV 1359064 · Nov 27, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NORTHWATER INTELLECTUAL PROPERTY FUND L.P. 3AVenture Capital Fund · Last reported Aug 17, 2016$193MGross asset value
Fund administrator MUFJ FUND SERVICES (BERMUDA) LIMITED HAMILTON, Bermuda Investor statements: No (provided to no investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada
Custodian BUTTERFIELD TRUST (BERMUDA) LIMITED PEMBROKE, Bermuda Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6800142828
Reported beneficial owners
2
Minimum commitment
$5M

Form ADV 1035480 · Aug 17, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

EAST RIVER OFFSHORE LIMITEDHedge Fund · Last reported Aug 17, 2016$1.08MGross asset value
Fund administrator BNP PARABIS FUND ADMINISTRATION SERVICES (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor PRICEWATERHOUSECOOPERS LLP GEORGE TOWN, Cayman Islands
Custodian BNP PARABIS BANK & TRUST CAYMAN LIMITED GEORGE TOWN, Cayman Islands Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2401813554
Reported beneficial owners
1
Minimum commitment
$50M

Form ADV 1035480 · Aug 17, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 27, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

161 BAY STREET, SUITE 4000, BROOKFIELD PLACE, TD CANADA TRUST TOWER
TORONTO, ONTARIO, M5J 2S1, Canada

CRD 112747

Filing source

Form ADV 1359064 · Nov 27, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.