Investment adviser · CRD 167908

NORTHROCK PARTNERS, LLC

Investment adviser filing (IA)

MINNEAPOLIS, MN, United States · Form ADV filed Sep 18, 2026

Regulatory AUM: $12.2B
Client accounts: 24,014
Employees: 233
Advisory professionals: 91

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	2,255	$10,948,670,315	89.9%
Individuals	2,523	$1,093,508,235	9.0%
Corporations & businesses	20	$75,978,760	0.6%
Charities	12	$66,953,294	0.5%
Pooled investment vehicles	1	$74,913	0.0%

Filing source

Form ADV 2133619 · Sep 18, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

No detailed fund records are available here. Funds may be referenced under another reporting adviser in Schedule D 7.B.(2); this does not establish that the adviser has no funds.

Services & filing details

Most recent filing: Sep 18, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

225 SOUTH SIXTH STREET, SUITE 1400
MINNEAPOLIS, MN, 55402, United States

CRD 167908

Filing source

Form ADV 2133619 · Sep 18, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.