Investment adviser · CRD 109383

NORTHPOINTE CAPITAL LLC

Investment adviser filing (IA)

BLOOMFIELD HILLS, MI, United States · Form ADV filed Mar 28, 2019

Regulatory AUM: $455M
Client accounts: 32
Employees: 11
Advisory professionals: 7

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Retirement plans	16	$203,720,960	44.8%
Government entities	8	$152,438,576	33.5%
Investment companies	1	$43,629,999	9.6%
Other clients	Fewer than 5	$33,886,660	7.5%
Other investment advisers	Fewer than 5	$9,609,741	2.1%
Charities	Fewer than 5	$6,718,628	1.5%
High-net-worth individuals	Fewer than 5	$4,584,135	1.0%

Filing source

Form ADV 1280495 · Mar 28, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

4 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

NPC ALTERNATIVE ENERGY FUND LLCPrivate Equity Fund · Last reported Mar 28, 2019$2.05MGross asset value

Custodian IRA SERVICES TRUST COMPANY SAN CARLOS, California, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-9288356490
Reported beneficial owners: 38
Minimum commitment: $15K

Form ADV 1280495 · Mar 28, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NPC MICRO CAP VALUE FUND LPOther Private Fund · Last reported Jul 26, 2018$1.27MGross asset value

Fund administrator STP INVESTMENT SERVICES, INC EXTON, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian PNC BANK TROY, Michigan, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6073340170
Reported beneficial owners: 5
Minimum commitment: $50K

Form ADV 1231573 · Jul 26, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NPC SMALL CAP CORE FUND LPOther Private Fund · Last reported Jan 7, 2015$225KGross asset value

Fund administrator STP INVESTMENT SERVICES, INC EXTON, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian PNC BANK TROY, Michigan, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6309773685
Reported beneficial owners: 1
Minimum commitment: $50K

Form ADV 864282 · Jan 7, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NPC MID CAP OPPORTUNITIES FUND LPOther Private Fund · Last reported Apr 18, 2012$73.8KGross asset value

Fund administrator BNY MELLON ASSET SERVICING PITTSBURGH, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian PNC BANK TROY, Michigan, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5373640469
Reported beneficial owners: 2
Minimum commitment: $25K

Form ADV 641284 · Apr 18, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 28, 2019. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

39400 WOODWARD, SUITE 190
BLOOMFIELD HILLS, MI, 48304, United States

CRD 109383

Filing source

Form ADV 1280495 · Mar 28, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.